Forms

Risk classification / Evaluation of the AML-Risk and the Asset Management-Risk referred to the Code of Ethics and AML-R SAAM

Form A SAAM

Form A SAAM English-2009.pdf (38.7 kB)

Form A SAAM French-2009.pdf (38.5 kB)

Form A SAAM German-2009.pdf (40.6 kB)

Form A SAAM Italian-2007.pdf (44.5 kB)

Form A DUFI (other financial intermediaries regulated directly by the FINMA)

Form A DUFI English-2011.pdf (10.8 kB)

Form A DUFI French-2011.pdf (11.5 kB)

Form A DUFI German-2011.pdf (11.5 kB)

Form additional investigations in case of higher risk referred to AML-R SAAM

Form additional investigations SAAM German.pdf (109.0 kB)